WILLIAM V MCINTYRE
Funeral Home and Crematory in Philadelphia, PA
License number
Pennsylvania FD012898L
Category
Funeral Directors
Type
Funeral Director
Address
Address
Philadelphia, PA 19149
Personal information
See more information about WILLIAM V MCINTYRE at radaris.comName
Address
Phone
518 Main St #3, McSherrystown, PA 17344
518 Main St, Mc Sherrystown, PA 17344
50 Alpine Rd, Beach Lake, PA 18405
507 E Market St, Scranton, PA 18509
534 N Monroe St, Butler, PA 16001
Professional information
Securities Compliance Examiner At United States Securities And Exchange Commission
Position:
Securities Compliance Examiner at US Securities and Exchange Commission
Location:
Greater Philadelphia Area
Industry:
Financial Services
Work:
US Securities and Exchange Commission
- Philadelphia, PA since Feb 2013
-
Securities Compliance Examiner
Citibank
- Conshohocken, PA Mar 2008 - Nov 2012
-
Vice President - Risk Manager
FINRA
- Philadelphia, PA Dec 2000 - Mar 2008
-
Compliance Specialist
Janney Montgomery Scott
2000 - 2000
-
Staff accountant
Education:
Bloomsburg University of Pennsylvania 1998 - 1999
MBA, Accounting Clemson University 1993 - 1997
BS, Accounting Upper moreland 1989 - 1993
MBA, Accounting Clemson University 1993 - 1997
BS, Accounting Upper moreland 1989 - 1993
Skills:
Risk Management, Financial Risk, AML, Process Improvement, Fraud, Financial Services, Bank Secrecy Act, Program Management, Strategy, Finance, Management, USA PATRIOT Act, Forecasting, OFAC, Asset Management
Honor & Awards:
Recipient of FINRA's Outstanding Achievement Award in 2007 for the identification of a member firm's systemic overcharging of customers purchasing Unit Investment Trust products (UITs). Roughly $3 million was refunded to over 20,000 individual investors as a result of my findings. Additionally, this product has become more transparent.