Position:
Vice President, Equities Compliance at Barclays Investment Bank
Location:
Greater New York City Area
Work:
Barclays Investment Bank
- New York, New York since May 2013
-
Vice President, Equities Compliance
Goldman, Sachs & Co.
- Jersey City Jan 2013 - Apr 2013
-
Regulatory Inquiries & Audits
LaBranche & Co.
- New York, NY Jan 2008 - Jan 2010
-
Chief Compliance Officer
LaBranche & Company, LLC
- New York, NY Mar 2005 - Jan 2008
-
Compliance Officer
Back Up power Systems
- Hudson Valley, NY Mar 2003 - Mar 2005
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Director Legal/Business Affairs
Fensterstock & Partners, LLP
- New York, NY Jul 2000 - Mar 2003
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Associate Attorney
Sullivan, Papain, Block, McGrath & Cannavo, P.C.
1999 - 2000
-
Associate Attorney
Education:
Southwestern University School of Law 1994 - 1997
JD, Law
Ithaca College 1989 - 1993
BS, Communications