Position:
RIA Compliance Consultant at 1st Global, Inc.
Work:
1st Global, Inc.
since Jun 2010
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RIA Compliance Consultant
1st Global, Inc.
Aug 2005 - Jun 2010
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Compliance Consultant
1st Global, Inc.
Feb 2004 - Aug 2005
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Fixed Income Trader/Client Services
Fidelity Investments
Jun 1998 - Apr 2003
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Senior Financial Representative/Trading Representative/Customer Service
Education:
Texas Christian University 1993 - 1997
Neeley School of Business BBA, Finance and Management
Skills:
Series 7, Series 24, Series 53, Series 63, Series 66, General Lines Insurance License, State of TX, Compliance, Compliance Audits