Position:
Owner at SSI Financial Consulting, Owner at Seward Securities
Work:
SSI Financial Consulting
since Aug 2003
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Owner
Seward Securities
since Aug 1974
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Owner
Smith Barney
Jun 1959 - Mar 1994
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Head of Global Trading
Smith Barney
Apr 1985 - Aug 1987
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Regional Director
Education:
The University of Chicago - Booth School of Business 1958 - 1964
MBA, Economics
U of Chicago MBA 1959 - 1963
Master of Business Administration (MBA), Honor Scholar
DePauw University 1958 - 1958
BA, Finance
U of Chicago MBA
MBA, Honor Scholar
Skills:
Financial Advisory, Securities, Financial Services, Corporate Law, Risk Assessment, Investments, Wealth, Small Business, Due Diligence, Retirement Planning, Financial Analysis, Strategic Planning, Wealth Management, Strategic Financial Planning, Investment Advisory, Retirement, Mutual Funds, Estate Planning, Fixed Annuities, Business Planning, Capital Markets, Risk Management
Interests:
Mr. Seward has extensive experience in the financial services industry. He has been a pension consultant and corporate advisor.
Mr. Seward was Regional Director, and Head of Global Capital Markets at Smith Barney. He was on the Management, Capital, and Compensation Committees.
He founded Seward Corp, a corporate consulting firm and Seward Securities, the first NYSE, self-clearing deep discount firm.
He has spent much of his time working with corporations on Mergers and Acquisitions. He has been a leader in corporate governance and has vigorously applied these principles. Compliance issues, as well as risk management have been of main focus.
As evidence of this diligence, neither he, SSI, Seward Corp or Seward Securities has been subject to any civil complaint or regulatory inquiry. Mr. Seward is a registered FINRA Chairperson and Arbitrator.
Mr. Seward received a BA from DePauw University and his MBA from the University of Chicago..
Honor & Awards:
Honor Scholor at U of Chicago Graduate School of Business