Inventors:
Stephen V. Burakoff - Chestnut Hill MA
Sergiu S. Simmel - Brookline MA
Heath L. Watkin - Watertown MA
Robert A. Fein - Newton MA
Garett S. Wiley - Wellesley MA
Richard B. Amster - Brookline MA
Assignee:
NewRiver Investor Communications, Inc. - Andover MA
International Classification:
G06F 1730
Abstract:
A system for providing access to compliance information includes a subsystem for acquiring securities information from one or more database sources. The system extracts compliance information from the acquired securities information that is related to a particular security. The system also includes a subsystem for providing access to the computer-readable compliance information files over a computer communications link.