Work:
Peoples Securities Inc
Compliance Specialist
BancWest Investment Services - Omaha, NE
Senior Vice President, Chief Compliance Officer
Cal Fed Investments - Sacramento, CA
Senior Vice President, Compliance Officer
Cal Fed Investments
Senior Vice President, Compliance Officer
Kennedy Cabot & Co - Beverly Hills, CA
Branch Manager, Santa Barbara
Pamco Securities and Insurance Services - Encino, CA
Compliance and Licensing Manager
New England Securities - Boston, MA
Investment Specialist
Education:
American International College - Springfield, MA
B.S. in Finance