Position:
Compliance Officer at EXL Service
Work:
EXL Service
- Richmond, Virginia Area since Feb 2013
-
Compliance Officer
Premier Education Group
- New Bedford, MA 2012 - 2013
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Adjunct Instructor
Hazard and Siegel
2010 - Feb 2013
-
Financial Advisor
Heritage Law Group, LLP
- 236 So Main St., Fall River, MA 02721 Apr 2009 - Feb 2013
-
Managing Partner
Investors Capital
Oct 2008 - Apr 2009
-
Compliance Analyst
Executive Financial Svcs.
2007 - 2009
-
President
Sovereign Bank
Dec 2004 - Aug 2007
-
Insurance Services Product Manager II
Bank of America
- Providence, Rhode Island Area 2001 - 2004
-
Senior Financial Consultant
UMass Dartmouth
- Dartmouth, MA 1996 - 1997
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Website Intern
Education:
UMass Dartmouth 1996 - 1999
JD, Law
Bryant University 1991 - 1995
BSBA, Business Admin, Finance
Bishop Hendricken 1988 - 1991
Certifications:
FINRA Series 24, FINRA
FINRA Series 7, FINRA
FINRA Series 66, FINRA
FINRA 26, FINRA