Work:
LPL Financial
2013 - 2013
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Designated Principal
Doggie Caricature
2013 - 2013
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Compliance Person
Ameriprise Financial
Apr 2010 - Dec 2012
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Regional Risk Supervisor
Ameriprise Financial Services, Inc.
- Columbus, Ohio Area 2008 - 2010
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Field Compliance Supervisor
JPMorgan Chase
- Columbus, Ohio Area 2007 - 2008
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Compliance Analyst
JPMorgan Chase
- Columbus, Ohio Area 2006 - 2007
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Licensing and Registration Specialist
Nationwide Insurance
- Columbus, Ohio Area 2000 - 2005
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Senior Compliance Analyst
Education:
Bowling Green State University 1991 - 1995
Bachelor of Arts (B.A.), Psychology