Work:
Financial Industry Regulatory Authority - Dallas, TX
Principal Examiner
Financial Industry Regularory Authority - Dallas, TX
Associate Principal Examiner
Financial Industry Regulatory Authority - Boston, MA
Senior Examiner
Financial Industry Regulatory Authority - Boston, MA
Compliance Examiner
Financial Industry Regulatory Authority - Boston, MA
Associate Examiner
Education:
Boston College - Chestnut Hill, MA
BS in Finance
Skills:
Broker/dealer compliance, AML, fraud investigations, internal controls, regulation, financial markets, trading