Position:
Senior Vice President & Chief Legal Officer at Prudential Investment Management Services LLC, Vice President & Corporate Counsel, U.S. Businesses Regulatory Law at Prudential Financial
Location:
Greater New York City Area
Work:
Prudential Investment Management Services LLC
since 2010
-
Senior Vice President & Chief Legal Officer
Prudential Financial
since 2010
-
Vice President & Corporate Counsel, U.S. Businesses Regulatory Law
K&L Gates
2004 - 2010
-
Partner
Clifford Chance US LLP
1999 - 2004
-
Counsel
FINRA
1991 - 1999
-
Chief Counsel & Chief Litigation Counsel, Market Regulation Department
FINRA
1989 - 1991
-
Senior Attorney (Litigation), Office of General Counsel
U.S. Department of Justice
1984 - 1989
-
Trial Attorney, Tax Division
US Securities and Exchange Commission
1982 - 1984
-
Attorney, Division of Market Regulation
Education:
American University, Washington College of Law 1978 - 1981
JD, cum laude
Boston University 1973 - 1977
BA, cum laude