Position:
Head of Compliance - Equity Derivatives, Commodities, Prime Brokerage, Control Room, Registrations at BNP Paribas
Location:
Greater New York City Area
Work:
BNP Paribas
since Oct 2008
-
Head of Compliance - Equity Derivatives, Commodities, Prime Brokerage, Control Room, Registrations
Lehman Brothers
Apr 2006 - Oct 2008
-
Senior Registered Options Principal
Goldman Sachs
2000 - Mar 2006
-
Vice-President
American Stock Exchange
1998 - 2000
-
Assistant Director, Trading Analysis
Prudential Securities
1997 - 1997
-
Examiner
Education:
New York University - Leonard N. Stern School of Business 1998 - 2002
MBA, Finance & Management
Colgate University 1989 - 1993
BA, Philosophy
cba 1985 - 1989
christian brothers academy 1985 - 1989
Skills:
Equities, Derivatives, Hedge Funds, Capital Markets, Prime Brokerage, Securities, Series 7, Fixed Income, Options, Trading, Electronic Trading, Investment Banking, Equity Derivatives, Structured Products, Dodd-Frank, Alternative Investments, Private Equity, Financial Markets, Asset Managment, Series 63