Position:
Co-Head of Equities Compliance, Citadel Securities at Citadel LLC, Director, Equities Compliance Officer at UBS Investment Bank
Location:
Greater New York City Area
Work:
Citadel LLC
- Chicago, IL since Apr 2013
-
Co-Head of Equities Compliance, Citadel Securities
UBS Investment Bank
- Greater New York City Area since Jan 2011
-
Director, Equities Compliance Officer
NYSE Euronext
May 2008 - Dec 2010
-
Counsel / Director of Compliance
NYSE Regulation
Jul 2006 - May 2008
-
Senior Investigator
Sungard
Jan 2002 - Jul 2006
-
Managed Account Consultant
Education:
Chicago-Kent College of Law, Illinois Institute of Technology 2003 - 2007
J.D., Law
University of Illinois at Urbana-Champaign 1997 - 2001
MIS, Finance