Work:
Comerica Asset Management Group
May 2010 - Feb 2013
-
Chief Operating Officer/Chief Compliance Officer
World Asset Management
- Birmingham, Michigan Dec 2006 - Feb 2013
-
Chief Operating Officer/Chief Compliance Officer/AML - Compliance Officer
Comerica Securities
Mar 2005 - May 2010
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SVP - Chief Compliance Officer/AML-Compliance Officer
H & R Block Financial Advisors
2000 - 2005
-
Director of Compliance
Stifel Nicolaus & Company, Inc.
- St. Louis, Missouri Jan 1997 - May 2000
-
AVP - Capital Markets Compliance Officer
First National Bank of Michigan
1988 - 1997
-
Discount Brokerage
Education:
Maryville University of Saint Louis 1998 - 2000
Undergraduate work, Business Administration and Management, General
University of Michigan-Dearborn
2 years undergraduate work, Economics