Work:
SunTrust Investment Services, Inc.
Compliance Consultant
Raymond James Financial Services, Inc. - Brooklyn, NY
Compliance Consultant
Cantor Fitzgerald & Co. - New York, NY
AVP, Debt Capital Markets Compliance Manager
Blaylock & Company, Inc. - New York, NY
Chief Compliance Officer, Legal & Compliance
Blaylock & Company, Inc. - New York, NY
VP, Legal & Compliance
NeoNet Securities, Inc. - New York, NY
Compliance Officer & Operations Executive
Bank Austria Securities, Inc. - New York, NY
Associate Compliance Officer, Equity Sales Unit
Generic Trading of Philadelphia - Philadelphia, PA
Trader & Assistant Office Manager
Education:
Zicklin School of Business-Baruch College, The City University of New York - New York, NY
Bachelor of Business Administration in Economics
Barnard College - New York, NY
Skills:
Bloomberg, SunGard Phase 3, CA Discovery/Assentor, Complinet, Microsofts Access, Excel, Outlook, PowerPoint and Word