Position:
Compliance Consultant at M & M Consulting, LLC
Work:
M & M Consulting, LLC
- Windham, NH since Jan 2012
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Compliance Consultant
Law Office of Kevin R. Hughes
Aug 2008 - Dec 2011
-
Attorney
The Professional Alliance, Inc. of Cambridge Investment Research
- Milford, Massachusetts Aug 2010 - Oct 2011
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Compliance Consultant
Fidelity Investments
- Merrimack, New Hampshire Jun 2005 - Jun 2008
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Compliance Director
MassMutual Financial Group
Mar 2001 - Jun 2005
-
Compliance Officer, Agency Supervisory Officer
Education:
Boston University School of Law 1993 - 1995
LLM, Banking law and securities law
Saint Anselm College
B.A., Political Science
Interests:
Skiing, travel and classic cars.
Honor & Awards:
Commitment to Excellence Award, Fidelity Investments
People Exhibiting Excellence Recognition Award, Fidelity Investments