Position:
Senior Examiner at Financial Industry Regulatory Authority
Work:
Financial Industry Regulatory Authority
since Feb 2013
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Senior Examiner
PlanMember Securities Corporation
- Carpinteria, CA Jun 2011 - Feb 2013
-
Compliance Specialist
H&R Block
Dec 2004 - Feb 2013
-
Tax Specialist I
Northwestern Mutual
Jun 2008 - Jun 2011
-
Associate Director of Network Office Supervision
Northwestern Mutual Financial Network
- Woodland Hills, CA Apr 2007 - Jun 2011
-
Investment Operations/ Compliance
Education:
CSU Channel Islands 2009 - 2011
MBA, Business
California State University Channel Islands 2004 - 2008
BS/ BA, Business/ Economics