JOHN J MULKERN
Broker in Boston, MA

License number
Massachusetts 39166
Issued Date
Feb 1, 1982
Expiration Date
Sep 12, 1984
Type
Salesperson
Address
Address
Boston, MA 02132
LicenseFiles verified this license of Nov 25, 2016 at the Mass.gov - Consumer Affairs and Business Regulation.

Professional information

John Mulkern Photo 1

John Mulkern
Position:
Director of Compliance at Upromise
Location:
Greater Boston Area
Industry:
Financial Services
Work:
Upromise - Newton,MA since Mar 2012 - Director of Compliance Sun Life Financial - Greater Boston Area Jun 2005 - Mar 2012 - Associate Director Babson Capital Management - Greater Boston Area Apr 2004 - May 2005 - Associate Director Compliance BISYS Regulatory Services - Greater Boston Area Oct 2002 - Mar 2004 - Compliance Manager Natixis Global Asset Management - Greater Boston Area May 2000 - Oct 2002 - Broker Dealer Compliance Analyst NASD - Greater Boston Area 1996 - 2000 - Field Examiner Boston Financial Data Services - Greater Boston Area 1993 - 1996 - Internal Auditor
Certifications:
Series 7, 24, 27, 51 & 63, FINRA

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