Position:
Principal Review Desk Supervisor at Wunderlich Securities
Work:
Wunderlich Securities
since May 2011
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Principal Review Desk Supervisor
Wunderlich Securities, Inc
Feb 2009 - May 2011
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Compliance Officer
Stanford Group Company
Oct 2007 - Feb 2009
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Operations Assistant
Cotten Tutoring
2004 - 2005
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Tutor
Education:
University of Mississippi - School of Business Administration 2003 - 2007
BBA, Managerial Finance
St. Agnes Academy
Skills:
Series 7, Series 24, Series 66, Compliance, Investments, Series 4, Series 53, Mutual Funds, Securities, Investment Advisory, AML, Wealth Management, Equities, Financial Services, Options, Securities Regulation