Position:
Vice President, Compliance Manager at Bank of America
Location:
Colorado Springs, Colorado Area
Work:
Bank of America
- Boston & Colorado since Nov 2007
-
Vice President, Compliance Manager
First Marblehead
- Boston Jan 2005 - Oct 2007
-
Marketing Review Manager
Putnam Investments
- Norwood, MA Jul 2004 - Dec 2004
-
Compliance Specialist
MassMutual
- Springfield, Massachusetts Area Feb 2004 - May 2004
-
Breakpoint Analyst (contract)
Fidelity Investments
- Greater Boston Area 1998 - Dec 2002
-
Sr Legal Product Manager
Advest, Inc.
- Greater Boston Area Jun 1997 - Jul 1998
-
Marketing Research//Fund Manager Due Dilligence
Brown Brothers Harriman
- Greater Boston Area Jun 1996 - Jun 1997
-
Securities Lending Specialist
Fidelity Investments
- Greater Boston Area Jun 1994 - Jun 1996
-
Admin Assistant, Jr. Analyst
Education:
Boston University 1992 - 1996
B.S., Journalism
Skills:
Due Diligence, Series 7, Retirement, ERISA, Employee Benefits