JASON C BUGG
Broker in Salem, MA
License number
Massachusetts 9520279
Issued Date
May 20, 2011
Expiration Date
Mar 12, 2018
Type
Salesperson
Address
Address
Salem, MA 01970
Professional information
Real Estate Professional
Specialties:
Buyer's Agent, Listing Agent, Short-Sale, Consulting
Work:
201A Washington St, Salem 01970
Description:
<p>Jason is a founding partner of the real estate firm Buzz Brokers, LLC,has been a real estate investor and landlord on the North Shore of Massachusetts for the last five years and has extensive knowledge in the areas of real estate investment analysis and finance.<br/><br/>Before co-founding Buzz Brokers LLC, Jason spent nearly 14 years in the financial sector, most recently as the Director of Compliance and Business Unit Compliance Officer for John Hancock. Prior to his tenure with John Hancock, Jason spent 10 years at Fidelity Investments, a multinational financial services firm and one of the largest mutual fund companies in the world, where he held various roles in the areas of Brokerage Trading, Operations and Risk Management, most recently serving as their Director of Anti-Money Laundering. Jason graduated magna cum laude with a bachelor's degree in Business Management from Salem State University.</p><br/><br/>
Links:
Website
LinkedIn
Jason Bugg - Salem, MA
Work:
RBS CITIZENS FINANCIAL GROUP
Deputy Chief Compliance Officer & AML Officer RBS CITIZENS FINANCIAL GROUP - Norwood, MA
Vice President, AML Governance JOHN HANCOCK - Boston, MA
Director of Compliance & Business Unit Compliance Officer FIDELITY INVESTMENTS - Boston, MA
Director of AML Financial Intelligence Unit FIDELITY INVESTMENTS - Boston, MA
Manager Adverse Agency (KYC) FIDELITY INVESTMENTS - Boston, MA
Manager of Mutual Fund Monitoring FIDELITY INVESTMENTS - Boston, MA
Senior Risk Analyst, Risk Analyst FIDELITY INVESTMENTS - Merrimack, NH
Regional Wire and Operations Oversight FIDELITY INVESTMENTS - Merrimack, NH
Full Service Trader, Equity Trader, Mutual Fund Trader
Deputy Chief Compliance Officer & AML Officer RBS CITIZENS FINANCIAL GROUP - Norwood, MA
Vice President, AML Governance JOHN HANCOCK - Boston, MA
Director of Compliance & Business Unit Compliance Officer FIDELITY INVESTMENTS - Boston, MA
Director of AML Financial Intelligence Unit FIDELITY INVESTMENTS - Boston, MA
Manager Adverse Agency (KYC) FIDELITY INVESTMENTS - Boston, MA
Manager of Mutual Fund Monitoring FIDELITY INVESTMENTS - Boston, MA
Senior Risk Analyst, Risk Analyst FIDELITY INVESTMENTS - Merrimack, NH
Regional Wire and Operations Oversight FIDELITY INVESTMENTS - Merrimack, NH
Full Service Trader, Equity Trader, Mutual Fund Trader
Education:
Salem State University - Salem, MA
Bachelor of Science in Business Management
Bachelor of Science in Business Management
Skills:
AML, Anti-Money Laundering, CTF, Fraud, Privacy, OFAC, CIP, KYC, PEFT, Customer Complaints, Business Records Management, BCP, Litigation, Investigation, Investment Advisor Act, Uniform Securities Act, Workflow design, Visio, Microsoft Access, Microsoft Excel, Microsoft Word, Microsoft Powerpoint, Risk Scoring, transaction review, suspicious activity review, WSP, Surveillance, management, leadership, remote management, risk monitoring, reporting, anti-terrorism, securities fraud, organized crime, tax evasion, government corruption, series 7, series 24, series 66, ACAMS, regulatory response