JAMES M NESTOR
Broker in Malden, MA
License number
Massachusetts 9525147
Issued Date
Nov 1, 2012
Expiration Date
Oct 3, 2017
Type
Salesperson
Address
Address
Malden, MA 02148
Professional information
James Nestor - Malden, MA
Work:
SENTINEL BENEFITS & FINANCIAL GROUP
Chief Compliance Officer - Broker/Dealer & Investment Advisor Entities NESTOR CONSULTING SERVICES - Malden, MA
President INVESTORS CAPITAL CORPORATION
Chief Compliance Officer - Broker/Dealer & Investment Advisor Entities INVESTORS CAPITAL CORPORATION
Compliance Manager - Broker/Dealer and Investment Advisor Entities SCUDDER INVESTMENTS - Boston, MA
AVP - Supervising Compliance Analyst - Compliance liaison for the Retirement NEW ENGLAND FINANCIAL - Boston, MA
Compliance Consultant JEFFERSON PILOT SECURITIES CORPORATION - Concord, NH
Regulatory Issues Manager H.J. MEYERS AND CO., INC - Boston, MA
Branch Compliance Officer FIDELITY INVESTMENTS - Boston, MA
Integration Transaction Services Coordinator
Chief Compliance Officer - Broker/Dealer & Investment Advisor Entities NESTOR CONSULTING SERVICES - Malden, MA
President INVESTORS CAPITAL CORPORATION
Chief Compliance Officer - Broker/Dealer & Investment Advisor Entities INVESTORS CAPITAL CORPORATION
Compliance Manager - Broker/Dealer and Investment Advisor Entities SCUDDER INVESTMENTS - Boston, MA
AVP - Supervising Compliance Analyst - Compliance liaison for the Retirement NEW ENGLAND FINANCIAL - Boston, MA
Compliance Consultant JEFFERSON PILOT SECURITIES CORPORATION - Concord, NH
Regulatory Issues Manager H.J. MEYERS AND CO., INC - Boston, MA
Branch Compliance Officer FIDELITY INVESTMENTS - Boston, MA
Integration Transaction Services Coordinator
Education:
Suffolk University - Boston, MA
BSBA in Marketing
BSBA in Marketing
James Nestor - Malden, MA
Work:
SENTINEL BENEFITS & FINANCIAL GROUP
Chief Compliance Officer a Broker/Dealer & Investment Advisor Entities NESTOR CONSULTING SERVICES - Malden, MA
President SEC and NASD
Compliance Consultant INVESTORS CAPITAL CORPORATION
Chief Compliance Officer a Broker/Dealer & Investment Advisor Entities INVESTORS CAPITAL CORPORATION - Lynnfield, MA INVESTORS CAPITAL CORPORATION
Compliance Manager a Broker/Dealer and Investment Advisor Entities SCUDDER INVESTMENTS - Boston, MA
AVP - Supervising Compliance Analyst - Compliance liaison for the Retirement NEW ENGLAND FINANCIAL - Boston, MA JEFFERSON PILOT SECURITIES CORPORATION - Concord, NH
Regulatory Issues Manager a Research H.J. MEYERS AND CO., INC - Boston, MA
Branch Compliance Officer FIDELITY INVESTMENTS - Boston, MA
Integration Transaction Services Coordinator
Chief Compliance Officer a Broker/Dealer & Investment Advisor Entities NESTOR CONSULTING SERVICES - Malden, MA
President SEC and NASD
Compliance Consultant INVESTORS CAPITAL CORPORATION
Chief Compliance Officer a Broker/Dealer & Investment Advisor Entities INVESTORS CAPITAL CORPORATION - Lynnfield, MA INVESTORS CAPITAL CORPORATION
Compliance Manager a Broker/Dealer and Investment Advisor Entities SCUDDER INVESTMENTS - Boston, MA
AVP - Supervising Compliance Analyst - Compliance liaison for the Retirement NEW ENGLAND FINANCIAL - Boston, MA JEFFERSON PILOT SECURITIES CORPORATION - Concord, NH
Regulatory Issues Manager a Research H.J. MEYERS AND CO., INC - Boston, MA
Branch Compliance Officer FIDELITY INVESTMENTS - Boston, MA
Integration Transaction Services Coordinator
Education:
Suffolk University - Boston, MA
BSBA in Marketing
BSBA in Marketing