Position:
Market Compliance Specialist at Wells Fargo Advisors, LLC
Work:
Wells Fargo Advisors, LLC
- Central Jersey/Bucks County HUB since Mar 2010
-
Market Compliance Specialist
Morgan Stanley Smith Barney
Jan 2008 - Feb 2010
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Complex Administrative Manager
Wells Fargo Advisors, LLC
- Short Hills, NJ 2006 - 2007
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Market Compliance Specialist
Prudential Securities
- Morristown, NJ 2004 - 2006
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Complex Admin Manager
Prudential Securities
2000 - 2004
-
Junior Compliance Analyst
Education:
Rutgers, The State University of New Jersey-Newark 1988 - 1993
Bachelor of Science, Accounting