Location:
Greater New York City Area
Work:
Perrin, Holden,& Davenport Capital(PHD)
Dec 2009 - Jul 2012
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Chief Compliance Officer
Kaufman Bros. LP
Feb 2009 - Mar 2009
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Chief Compliance Officer
SUSQUEHANNA FINANCIAL GROUP (SFG)
Dec 2005 - Nov 2008
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Senior Compliance Manager
REFCO SECURITIES
May 2005 - Dec 2005
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Operation Manager
FINRA
Oct 2004 - May 2005
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Senior Compliance Examiner
SECURITIES AND EXCHANGE COMMISSION
Nov 2003 - Sep 2004
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Securities Compliance Examiner
Natixis
Aug 1999 - Dec 2002
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Chief Operation Officer
FedEx
1991 - 1999
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Operation Manager
Early Career History
Feb 1981 - Jan 1999
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Senior Management/ Operation Positions
Education:
STATE UNIVERSITY OF NEW YORK
Bachelor of Science, Business Management Administration