Position:
Chief Compliance Officer at Protected Investors of America
Location:
San Francisco, California
Work:
Protected Investors of America
- San Francisco CA since Dec 2012
-
Chief Compliance Officer
Deutsche Bank Securities
- Los Angeles, CA Dec 2010 - Dec 2012
-
VP - Risk Officer
Sonnington Group, LLC
- Los Angeles CA Oct 2009 - Dec 2010
-
Chief Compliance Officer
Wedbush Securities
2006 - 2008
-
consultant
Bridge Investment Advisors,LLC
Nov 2005 - Dec 2006
-
Chief Compliance Officer
S&Y Asset Management
Jan 2005 - Nov 2005
-
Chief Compliance Officer
RBC Dain Rauscher
2002 - 2005
-
Regional Compliance Manager
Sutro & Co., Inc.
1997 - 2002
-
Senior Compliance Officer