DAISY LOPEZ
Nursing at Gln Mist Dr, Valrico, FL

Client Services/Operations Rep at Aspire Financial Services LLC

Financial Services

Aspire Financial Services LLC - Tampa/St. Petersburg, Florida Area since Oct 2012 - Client Services/Operations Rep SFT Fund Services (formerly IFCE) - Miami/Fort Lauderdale Area May 2010 - Jun 2012 - Operations & Compliance Manager Global Strategic Investments - Miami/Fort Lauderdale Area Feb 2009 - May 2010 - Head of Brokerage Operations / Client Service Manager ING PWM - New York, and Miami, FL 2004 - 2007 - VP Brokerage Operations

New York Institute of Finance 2005 - 2005
Certificate, Brokerage Operations John Jay College of Criminal Justice 1988 - 1998
Criminal Justice, Criminal Justice

Asset Managment, Risk Management, Operations Management, Series 7, Process Improvement, Securities, Strategic Financial Planning, Mutual Funds, Executive Management, FINRA, Financial Analysis, Vendor Management, AML, Banking, Project Management, Team Leadership, Equities, Management, KYC, Investments, OFAC, Due Diligence, Leadership, Financial Advisory, Back Office, Trading, Financial Services, Series 63, Relationship Management, Portfolio Management, Settlement, Operational Risk, Hedge Funds, Options, Business Analysis, Wealth Management, 401k, Retirement, Call Centers, Corporate Actions, Asset Management, Analysis, Financial Risk, Investment Advisory

Spanish