Position:
Chief Risk and Compliance Officer at Old Mutual Asset Management
Location:
Greater Philadelphia Area
Work:
Old Mutual Asset Management
since Nov 2008
-
Chief Risk and Compliance Officer
Old Mutual Asset Management
Dec 2005 - Nov 2008
-
Chief Compliance Officer
Liberty Ridge Capital
Oct 2004 - Dec 2005
-
Chief Compliance Officer
Old Mutual Advisor Funds / PBHG Funds
2001 - 2005
-
Chief Compliance Officer
Pilgrim Baxter & Associates
Apr 2001 - Oct 2004
-
Chief Compliance Officer
Delaware Investments, a member of the Macquarie Group
Sep 1995 - Apr 2001
-
Various including Deputy Chief Compliance Officer
Corestates Financial Corp / Philadelphia National Bank
Nov 1988 - Aug 1995
-
Various Internal Audit and Compliance Positions
Federal Energy Regulatory Commission
1985 - 1988
-
Field Auditor
Education:
University of Scranton 1981 - 1985
BS, Accounting