BRENDAN M DALY
Broker in Boston, MA

License number
Massachusetts 9507272
Issued Date
Mar 1, 2008
Expiration Date
Aug 8, 2018
Type
Broker
Address
Address
Boston, MA 02129
LicenseFiles verified this license of Nov 25, 2016 at the Mass.gov - Consumer Affairs and Business Regulation.

Professional information

Brendan Daly Photo 1

Legal And Compliance Counsel At Commonwealth Financial Network
Position:
Legal and Compliance Counsel at Commonwealth Financial Network
Location:
Greater Boston Area
Industry:
Financial Services
Work:
Commonwealth Financial Network - Waltham, MA since Nov 2008 - Legal and Compliance Counsel Commonwealth Financial Network Jun 2006 - Nov 2008 - Compliance Manager Commonwealth Financial Network - Waltham, MA May 2002 - Jun 2006 - Compliance Advisor Commonwealth Financial Network - Waltham, MA Apr 2000 - May 2002 - Account Services Representative Alliant Energy - Madison, Wisconsin Nov 1998 - Apr 2000 - Stock Transfer Representative State Street - Quincy, MA Aug 1997 - Sep 1998 - Quality Control Specialist Putnam Investments - Andover, MA Jan 1997 - Aug 1997 - Broker Operations Supervisor Putnam Investments Feb 1996 - Dec 1996 - Broker Operations Representative
Education:
Suffolk University Law School 2004 - 2008
JD, Business Law and Financial Services University of Wisconsin-Madison 1992 - 1995
Bachelor of Arts (BA), International Relations
Skills:
FINRA, Securities, Series 7, Risk Management, Financial Risk, Investments, AML, Privacy Law, Contract Law, Series 24

Brendan Daly Photo 2

Owner, Eye P Video Systems
Position:
Owner at Eye P Video Systems
Location:
Greater Boston Area
Industry:
Security and Investigations
Work:
Eye P Video Systems - Owner Axis Communications 1995 - 1999 - Business Dev

Brendan Daly Photo 3

Brendan Daly
Location:
Greater Boston Area
Industry:
Computer Software
Skills:
Cloud Computing, Agile Methodologies, Perl, Scrum, Software Development, Distributed Systems, Java, System Architecture, Unix

Brendan Daly Photo 4

Owner, Drive It
Position:
Owner at Drive it, owner at Driveit.ie
Location:
Greater Boston Area
Industry:
Automotive
Work:
Drive it - Owner Driveit.ie since Jan 2008 - owner
Education:
St Patrick's College 1967 - 1982

Brendan Daly Photo 5

Financial Services Professional
Location:
Greater Boston Area

Brendan Daly Photo 6

Financial Services Professional
Location:
Greater Boston Area
Industry:
Financial Services

Brendan Daly Photo 7

Brendan Daly
Location:
Greater Boston Area
Industry:
Music

Broker licenses in Massachusetts