Position:
Senior Vice President at LPL Financial
Work:
LPL Financial
- Boston since Feb 2004
-
Senior Vice President
Perkins Smith & Cohen n/k/a Burns & Levinson
- Boston Jun 2001 - Feb 2004
-
Associate Counsel
Commonwealth Financial Network
- Waltham, MA Sep 2000 - Jun 2001
-
Associate Counsel
Education:
University of California
Bachelor of Science, Business Administration and Finance
University of Maryland School of Law
Juris Doctor, Law - Securities Law
Skills:
Securities Litigation, Securities Arbitration, Broker Dealer, Securities Regulation, Investment Advisory, Securities Law, Compliance, Litigation, Arbitration, FINRA, Mediation