Position:
Sr. Examiner: Members Regulations - Sales Practice at Financial Industry Regulatory Authority, President at PRE Venture, LLC
Work:
Financial Industry Regulatory Authority
- Greater Chicago Area since Jan 2013
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Sr. Examiner: Members Regulations - Sales Practice
PRE Venture, LLC
since Aug 2008
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President
optionsXpress by Charles Schwab
- Greater Chicago Area Aug 2009 - Jan 2013
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Sr. Specialist - Compliance
Alaron Trading
Dec 2008 - Jun 2009
-
Compliance Manager
National Futures Association
- Greater Chicago Area Jan 2007 - Dec 2008
-
Auditor
JP Morgan Chase
- Greater Chicago Area Jul 2005 - Jan 2007
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Client Service Associate
Parkway Bank & Trust Company
- Greater Chicago Area Apr 2004 - Jul 2005
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Credit Analyst
Skills:
Financial Analysis, Business Strategy, Team Leadership, Marketing Strategy, Strategic Partnerships, Securities Regulation, Commodity Markets, Mutual Funds, Financial Modeling, Due Diligence, Mergers & Acquisitions, Financial Markets, Portfolio Management, Investments, Strategy, Analysis, Banking
Languages:
English, Gujarati, German